How The US Securities and Exchange Commission (SEC) Protects Investors

How The US Securities and Exchange Commission (SEC) Protects Investors

The Securities and Exchange Commission (SEC) protects investors by making corporate information publicly available to investors, regulating conduct of securities professionals and ensuring orderly and efficient markets to facilitate capital formation.

Sarbanes-Oxley Act of 2002

Sarbanes-Oxley Act of 2002

This describes the Sarbanes-Oxley Act of 2002 as well as why it was mandated. This paper will also go into an explanation on how the above act affected United States Company’s as well as small U.S. businesses requirements for reporting financial information. In addition, I will also present my opinion on what can be done about the small public businesses affected by the mentioned act.

Sleeping Watchdogs and a Caller in the Desert

Sleeping Watchdogs and a Caller in the Desert

As overpaid so called experts slept through the foreseeable crisis in England and America, the lone caller in Switzerland was ignored with prophecies of doom and carnage.

Important Facts About Insider Trading

Important Facts About Insider Trading

Insider trading refers to the buying and selling of stocks using valuable information that is not available to the public. Many countries have laws against insider trading. In the United States, the Securities and Exchange Commission (SEC); a government agency that aims to ensure a fair and orderly stock market; forbids the practice. Nevertheless, research has shown that insider trading has become more common over time.